NAIFA congratulates SEC Chairman Jay Clayton

Statement from NAIFA President Paul Dougherty:

"I am happy to offer congratulations on behalf of the National Association of Insurance and Financial Advisors to Securities and Exchange Commission Chairman Jay Clayton upon his confirmation by the U.S. Senate,” said NAIFA President Paul Dougherty. “NAIFA looks forward to working with Chairman Clayton and the entire Commission to ensure that regulations affecting advisors and the financial services industry provide adequate investor protections but do not make it more difficult or costly for investors to obtain the services of advisors working in their interests.”

“NAIFA has a strong history of advocating on behalf of advisors and their clients with the SEC by providing testimony and detailed comment letters and by meeting individually with SEC commissioners and staff members,” Dougherty added. “NAIFA members have direct interaction with the investing public on a daily basis, working on clients’ behalf to help them achieve financial security and success. This unique perspective provides insight into the real-world effects and potential impacts on consumers of financial regulations. We look forward to any opportunity we may have to share our experience and expertise with Chairman Clayton.”

  • Posted May 2, 2017 IN


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